Has the company implemented a compliance program?

Are there documented policies and procedures for financial operations?

Is there a designated compliance officer or team?

Are employees provided with training on compliance matters?

Are financial statements prepared by GAAP/IFRS?

Is there a regular audit by an independent external auditor?

Are there controls in place to ensure the accuracy of financial reports?

Are financial reports filed timely with the relevant authorities?

Does the company have an AML policy?

Are customer identities verified according to KYC regulations?

Are suspicious transactions monitored and reported?

Is there ongoing AML training for relevant employees?

Are taxes calculated and paid accurately and timely?

Is there a process for identifying and addressing tax risks?

Are tax filings reviewed and approved by competent personnel?

Does the company adhere to international tax compliance standards?

Are there adequate internal controls over financial reporting?

Is there a segregation of duties among employees handling finances?

Are there regular internal audits or reviews of financial activities?

Are there mechanisms for reporting and investigating financial irregularities?