Service Agreement

SERVICE AGREEMENT

I. Introduction

This Service Agreement (hereby referred to as the “AGREEMENT”) is entered into by and between [YOUR NAME], (hereby referred to as the “SERVICE PROVIDER”), and [CLIENT'S NAME], (hereby referred to as the “CLIENT”). Collectively known as the “PARTIES,” and shall be effective from [Effective Date].

II. Services

The individual or entity regarded as the SERVICE PROVIDER, has agreed, as part of their contractual obligations, to provide an arranged set of financial services to the individual or entity recognized as the CLIENT.

Asset management
Financial planning
Investment advisory services

These services will be performed in accordance with all relevant financial regulations and standards, ensuring transparency and prioritizing the CLIENT's financial goals.

III. Compensation

The CLIENT is obligated to provide compensation to the SERVICE PROVIDER in exchange for any services that have been rendered, according to the terms which both parties have mutually agreed upon. Potential forms of the aforementioned compensation may include but not limited to:

An upfront fee
An ongoing management fee expressed as a percentage of assets under management
A performance-based fee

The respective amounts or percentage will be confirmed in a separate agreement.

IV. Confidentiality

During the entire duration of this contract, referred to hereafter as the AGREEMENT, it is likely that both interacting parties, henceforth referred to as the PARTIES, will encounter information of a sensitive and confidential nature.

Both PARTIES are expected to not only acknowledge and respect the sensitivity of such information, but also to commit to taking measures necessary to ensure the proper protection and maintenance of its confidentiality. Furthermore, the PARTIES are bound to use the confidential information only in relation to and for the express purposes of tasks and responsibilities as defined in this AGREEMENT.

It is important to be aware that any instance of breach or violation concerning the aspect of confidentiality, as set forth in this context, shall warrant an immediate and absolute termination of this AGREEMENT.

V. Termination

This AGREEMENT can be brought to an end by either the FIRST PARTY or the SECOND PARTY, if they so desire, provided they give a formal notice in writing to the opposing party about their intention to terminate the AGREEMENT.

Upon the event of termination, it is a mandatory obligation for the CLIENT, who is the SECOND PARTY in this case, to make the payment for any and all services that might have been rendered to them till the effective date of termination of this AGREEMENT.

If there are any funds that have been given to the FIRST PARTY by the CLIENT and remain unused at the time of termination, those funds should be returned back to the CLIENT.

VI. Liability

The entity providing the service, hereinafter referred to as the SERVICE PROVIDER, will not bear any liability or responsibility for any financial losses or detrimental consequences that the receiving party, herein referred to as the CLIENT, may potentially incur or experience due to the fluctuating nature of the market, volatile economic conditions or as a direct result of their decisions guided by the instructions issued by the CLIENT.

Despite this, the SERVICE PROVIDER is firmly committed to operating and conducting all business activities in a professional, competent, and ethical manner while maintaining the CLIENT's welfare, financial stability, and overall best interests as their utmost priority at all times.

VII. Governing Law

This AGREEMENT, its interpretation, execution, and the resolution of any disputes related to it, shall all be guided, governed by, and constructed in a manner that aligns with the prevailing laws of [Jurisdiction].

VIII. Entire Agreement

This AGREEMENT fully encompasses all mutual understanding and agreement that has been reached between the PARTIES.

The importance of noting that any changes, modifications, revisions, or amendments that might be made to this agreement will not bear any legal or binding implications, nor will they be subjected to any enforcement measures unless they are duly and properly framed, recorded, and documented in a written format.

Furthermore, these changes should also be validated and approved with the legal signatures of both the PARTIES involved, as proof of their consent to these alterations, in order for them to be considered legal and hold any sort of binding significance.

IX. Signatures

Each individual or group, referred to here as the PARTY, hereby acknowledges and confirms that they have taken the appropriate amount of time to read, fully comprehend, and officially consent to the stated terms and conditions that have been laid out in the following AGREEMENT.

SERVICE PROVIDER: [Your Name]

Date: [Date Signed]

CLIENT: [Client's Name]

Date: [Date Signed]