Free Advisory Investment Contract Outline

I. INTRODUCTION

This Advisory Investment Contract (the "Contract") is entered into on [DATE], by and between [YOUR COMPANY NAME] ("Advisor") and [CLIENT NAME] ("Client"), collectively referred to as the "Parties."

II. DEFINITIONS

For the purposes of this Contract, the following terms shall have the meanings set forth below:

• Advisor: Refers to [YOUR COMPANY NAME], providing investment advisory services.

• Client: Refers to the individual or entity receiving investment advisory services.

• Investment Advisory Services: Refers to the advice and guidance provided by the Advisor to the Client concerning financial investments, including but not limited to asset allocation, risk assessment, and portfolio management.

III. SCOPE OF SERVICES

The Advisor agrees to provide investment advisory services to the Client as follows:

1. Asset Allocation: Assistance in determining the appropriate distribution of the Client's assets.

2. Risk Management: Guidance on managing investment risks.

3. Portfolio Management: Ongoing monitoring and adjusting of the Client's investment portfolio as needed.

4. Investment Strategies: Recommendations for specific investments based on the Client's goals and risk tolerance.

IV. TERM OF THE CONTRACT

This Contract will commence on [START DATE] and remain in effect until terminated by either party pursuant to the termination provisions outlined below.

V. CLIENT'S RESPONSIBILITIES

The Client agrees to:

1. Provide accurate and complete financial information as required by the Advisor.

2. Review and consider any investment recommendations made by the Advisor.

3. Pay all fees associated with the investment advisory services as outlined in this Contract.

VI. ADVISOR'S FEES AND PAYMENT TERMS

The Client agrees to pay the Advisor fees for services rendered, which will be calculated based on the following:

1. Flat Fee: A fixed fee of [AMOUNT] per period (monthly, quarterly, etc.).

2. Percentage Fee: A fee of [PERCENTAGE]% of the assets under advisement.

3. Other Fees: Additional fees may be applicable based on specific services provided, such as transaction fees or performance-based fees.
   Payment for services shall be due within [NUMBER] days of invoice.

VII. CONFIDENTIALITY

Both parties agree to maintain the confidentiality of all confidential information disclosed during the term of this Contract. Confidential information includes, but is not limited to, financial data, investment strategies, and business plans.

VIII. TERMINATION

This Contract may be terminated by either party with [NUMBER] days’ written notice. Termination may occur for reasons including, but not limited to:

1. Completion of the advisory services.

2. Failure to pay fees.

3. Breach of contract terms by either party.

IX. LIABILITY AND INDEMNIFICATION

1. Limitation of Liability: The Advisor shall not be held liable for any losses incurred by the Client as a result of the Client’s decision-making, except in cases of gross negligence or willful misconduct.

2. Indemnification: The Client agrees to indemnify and hold harmless [YOUR COMPANY NAME] from any claims, damages, or liabilities arising from the Client’s actions, except in cases of Advisor’s gross negligence or willful misconduct.

X. DISPUTE RESOLUTION

Any dispute arising out of or relating to this Contract shall be resolved through binding arbitration in [CITY, STATE], in accordance with the rules of the [ARBITRATION ORGANIZATION].

XI. MISCELLANEOUS

1. Governing Law: This Contract shall be governed by the laws of [STATE].

2. Entire Agreement: This Contract constitutes the entire agreement between the parties and supersedes all prior agreements or understandings.

3. Amendment: Any amendments to this Contract must be made in writing and signed by both parties.

4. Force Majeure: Neither party shall be held responsible for failure to perform any obligation under this Contract due to events beyond their control, such as natural disasters, war, or government action.

XII. SIGNATURES

By signing below, the Parties agree to the terms and conditions outlined in this Contract.

[YOUR NAME], [YOUR COMPANY NAME]
Signature: _______________________
Date: ____________________________

[CLIENT NAME]
Signature: _______________________
Date: ____________________________

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