Financial Investment Services SLA
This agreement effective as of [Month, Day, Year], henceforth called “The Agreement,” establishes and outlines the duties and obligations between [Your Company Name], having its office at [Your Company Address], contact number [Your Company Number], email [Your Company Email], website [Your Company Website], henceforth referred to as “The Service Provider” and [Your Client / Subscriber / User Name], having an address at [Client Address] and can be reached through the email address [Your Client / Subscriber / User Email], henceforth referred to as “The Client”.
Article I. - SERVICES
The Service Provider shall be providing Financial Investment Services to the Client. This includes but is not limited to investment planning, portfolio management, financial advisory, asset management, and fund management.
Article II. - PERFORMANCE STANDARDS
The Service Provider commits to abide by the highest ethical and fiduciary standards in providing its services. The Service Provider shall uphold and prioritize the best interests of the Client at all times.
Article III. - MEASUREMENT AND REVIEW OF SERVICES
The performance of the service provider will be evaluated on a quarterly basis, based on the agreed-upon service level metrics. These could include the net return on investments, the growth of the portfolio, or the risk-adjusted performance.
Article IV. - REMEDIES FOR SERVICE FAILURE
In the event the Service Provider fails to meet the agreed-upon service level metrics, remedies shall be available to the Client, such as proportional refund of the professional fees or corrective action to improve the portfolio performance.
Article V. - COMPENSATION
The Service Provider shall be compensated on a fee-based model, with an annual rate of [10] % on the assets under management. This fee will be charged quarterly.
Article VI. - CONTACT PERSONS
Each party shall designate an individual as a primary contact to handle all inquiries and communications related to this Agreement.
Article VII. - DURATION AND TERMINATION
This Agreement shall commence on [Month, Day, Year] and continue for five years unless terminated by either party through a written notice 60 days before the proposed termination date.
Article VIII. - CONFIDENTIALITY
Both parties agree to keep all information and transactions confidential and are prohibited from disclosing such information unless compelled by law or given consent by the other party.
By signing below, the parties hereby acknowledge, understand and confirm their commitment to comply fully with the terms stated in this Service Level Agreement.
[YOUR COMPANY NAME]
By:
[YOUR NAME]
_________________________
[Financial Analyst]
[Month, Day, Year]
[Your Client / Subscriber / User Name]
By:
[Henry Tolentino]
_________________________
[Manager]
[Month, Day, Year]
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