Free Attorney Compliance Checklist Form

Please review each item carefully, and mark off the steps you've completed.

Business Registration

• Verify business is properly registered with the state.

• Ensure you have the correct permits and licenses.

Contracts & Agreements

• Review and update contracts with clients, employees, and partners.

• Ensure non-disclosure agreements (NDAs) are in place where needed.

Taxes & Filings

• Confirm tax identification numbers (TIN) are correct.

• Ensure all required tax filings are submitted on time.

Employment Compliance

• Verify employee classifications (full-time, part-time, contractor).

• Ensure compliance with wage and hour laws.

Intellectual Property

• Protect trademarks, patents, and copyrights.

• Ensure proper licensing for any third-party IP used.

Data Protection & Privacy

• Review data privacy policies to comply with relevant regulations (e.g., GDPR).

• Secure customer and business data from breaches.

Insurance & Liability

• Confirm all necessary business insurance policies are in place.

• Review coverage for potential risks.

By signing below, I confirm that I have reviewed and completed the steps outlined in the Attorney Compliance Checklist and have consulted with legal counsel if necessary.

Name:

Date:

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