Free Financial Risk Allocation Form

A. Investment Objectives and Risk Tolerance

1. Investment Objectives (Select one)

   • Growth

   • Income

   • Growth and Income

   • Preservation of Capital

   • Speculation

2. Investment Horizon (Select one)

   • Short-term (less than 3 years)

   • Medium-term (3-10 years)

   • Long-term (more than 10 years)

3. Risk Tolerance (Select one)

   • Low - Prefers minimal loss of principal. Accepts lower returns.

   • Moderate - Willing to accept some risk for potential higher returns.

   • High - Willing to accept significant risk for potential higher returns.

4. Experience with Financial Products (Select one)

   • None

   • Limited (e.g., stocks, bonds)

   • Good (e.g., options, futures)

   • Extensive (e.g., derivatives, foreign exchange)

5. Financial Situation

   Annual Income: _________________________

   Net Worth (excluding primary residence): _________________________

6. Investment Preferences (Please specify)

   Preferred investment types: _________________________

   Any specific sectors or industries: _________________________

   Any excluded investment types: _________________________

B. Risk Allocation

1. Allocation of Assets

   Equities: ________ %

   Fixed Income: ________ %

   Cash and Equivalents: ________ %

   Alternatives: ________ %

   Other: ________ %

2. Liquidity Needs

   Immediate liquidity required:

   • Yes

   • No

   Percentage of portfolio to be easily liquidated: ________ %

3. Special Considerations

   Are there any specific risks you wish to avoid?

   • Yes

   • No

   If yes, please specify: ________________________________________________