Legal Due Diligence Checklist Layout
This Legal Due Diligence Checklist provides a structured approach to thoroughly review key legal aspects of a company before entering into a transaction or partnership. Use this checklist to ensure compliance, identify potential liabilities, and assess the company's legal standing in essential areas such as corporate structure, contracts, intellectual property, and regulatory matters.
[YOUR COMPANY NAME]
Date: [DATE]
1. Corporate Documents
Collect articles of incorporation, bylaws, amendments, and shareholder agreements.
2. Contracts and Agreements
Review material contracts (sales, leases, etc.), employment agreements, and confidentiality agreements.
3. Intellectual Property
Identify patents, trademarks, copyrights, and licensing agreements.
4. Litigation and Disputes
Check for ongoing or past litigation, settlements, and judgments.
5. Compliance and Regulatory
Ensure all necessary government filings, permits, and environmental compliance documents are in order.
6. Financial Information
Gather audited financial statements, tax filings, and any assessments.
7. Employment and HR Matters
Review employee handbooks, policies, benefits plans, and pension arrangements.
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