Employment Law Compliance Checklist
Prepared by: [YOUR NAME]
Company: [YOUR COMPANY NAME]
Date: [DATE]
Hiring Practices
Task | Completed (✓) |
|---|
Develop and implement non-discriminatory hiring practices. | |
Verify completion of Form I-9 for all employees. | |
Ensure compliance with background check regulations. | |
Provide clear and lawful job descriptions. | |
Maintain records of applications and resumes for required periods. | |
Employee Classification
Task | Completed (✓) |
|---|
Properly classify employees as exempt or non-exempt. | |
Distinguish between employees and independent contractors. | |
Ensure compliance with overtime regulations for non-exempt employees. | |
Regularly review job duties and classifications for accuracy. | |
Wages and Hours
Task | Completed (✓) |
|---|
Ensure compliance with federal and state minimum wage laws. | |
Implement accurate timekeeping systems. | |
Pay employees overtime as required by law. | |
Provide timely and accurate paychecks. | |
Issue wage statements with the required information. | |
Workplace Policies and Procedures
Task | Completed (✓) |
|---|
Develop and distribute an employee handbook. | |
Implement anti-harassment and anti-discrimination policies. | |
Establish a complaint and grievance procedure. | |
Create a clear attendance and leave policy. | |
Ensure workplace safety compliance (e.g., OSHA standards) | |
Employee Benefits
Task | Completed (✓) |
|---|
Comply with the Affordable Care Act (ACA) requirements. | |
Provide Family and Medical Leave Act (FMLA) notices if applicable. | |
Offer COBRA continuation coverage for eligible employees. | |
Ensure compliance with retirement plan regulations (if applicable). | |
Review benefit plans annually for compliance and updates. | |
Recordkeeping
Task | Completed (✓) |
|---|
Maintain personnel files securely and confidentially. | |
Retain payroll records for the required period. | |
Keep records of employee training and certifications. | |
Track and document employee leave and absences. | |
Comply with state-specific recordkeeping requirements. | |
Anti-Harassment and Discrimination
Task | Completed (✓) |
|---|
Conduct regular anti-harassment training for employees and managers. | |
Investigate all complaints of harassment or discrimination promptly. | |
Implement corrective actions when necessary. | |
Post required Equal Employment Opportunity (EEO) notices. | |
Monitor workplace culture for compliance and inclusivity. | |
Termination and Layoffs
Task | Completed (✓) |
|---|
Follow lawful termination procedures. | |
Provide final paychecks within the required timeframes. | |
Offer severance packages as applicable. | |
Comply with the WARN Act for mass layoffs if applicable. | |
Document reasons and process for terminations. | |
Training and Development
Task | Completed (✓) |
|---|
Provide orientation for new hires. | |
Conduct regular training on workplace policies. | |
Ensure supervisory training on employment law compliance. | |
Track completion of mandatory training programs. | |
Offer professional development opportunities. | |
Miscellaneous
Task | Completed (✓) |
|---|
Display all required federal and state labor law posters. | |
Monitor changes in employment laws and update policies accordingly. | |
Conduct regular internal audits of HR practices. | |
Ensure compliance with local wage theft prevention laws. | |
Consult legal counsel for complex compliance matters. | |
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