Compliance Training Register

Prepared by: [Your Name]

Company: [Your Company Name]

Date: [Date]

Employee Information:

• Name: _______________________

• Position: _______________________

• Department: _______________________

• Date of Training: _______________________

• Trainer: _______________________

• Training Duration: _______________________

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Training Checklist:

Please check each item upon completion.

Introduction to Compliance Policies and Regulations.
Overview of Company Code of Conduct.
Understanding Anti-Discrimination and Harassment Policies.
Data Privacy and Security Training.
Introduction to Health and Safety Regulations.
Anti-Bribery and Corruption Training.
Conflict of Interest Awareness.
Intellectual Property Rights Training.
Review of Reporting Procedures for Compliance Concerns.
Final Assessment or Quiz on Training Material.

Training Evaluation:

Please rate the effectiveness of the training on a scale of 1 to 5 (1 being ineffective, 5 being highly effective).

• Overall Training Content: _______

• Clarity of Presentation: _______

• Relevance to Job Role: _______

• Interaction and Engagement: _______

• Opportunities for Questions and Clarifications: _______

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Comments or Improvement Suggestions:

[Insert Comments/Suggestions Here]

Acknowledgement:

I acknowledge that I have completed the above training and understand the compliance policies and regulations outlined.

[Employee Name] (Printed Name):

[Date Signed] (Date):

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Note: This register serves as documentation of employees' completion of mandatory compliance training. It ensures that all employees are adequately trained on relevant policies and regulations, reducing the risk of non-compliance.

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