AUDIT CHECKLIST

Prepared by: [Your Name]

Company: [Your Company Name]

Date[ [Date Prepared]

1. Financial Records Audit

• Review balance sheets for [Year/Quarter]

• Verify income statements for [Month/Year]

• Check cash flow statements

• Audit accounts payable and receivable

• Review fixed assets register

2. Compliance and Legal Audit

• Ensure compliance with industry regulations

• Review contracts with key vendors

• Check for any pending litigation

• Verify compliance with data protection laws

• Review health and safety compliance

3. Operational Audit

• Analyze efficiency of business operations

• Review quality control processes

• Check inventory management systems

• Audit the supply chain processes

• Assess customer service performance

4. IT and Cybersecurity Audit

• Verify system access controls

• Review data backup procedures

• Check the security of network infrastructure

• Audit software license compliance

• Test data encryption effectiveness

5. Human Resources Audit

• Verify employee records and documentation

• Review recruitment and onboarding processes

• Check compliance with employment laws

• Assess training and development programs

• Audit payroll processes and systems